By Aisa Manlosa
Smallholder farmers in various parts of the world often have to cope with a range of livelihoods-related challenges. These challenges may be associated with a lack in the capital assets they need to implement their livelihoods, or to food shortage. How farmers cope with these challenges has an impact on their food security and resilience. We investigated farmer’s coping strategies using capital asset substitution as an analytical lens. We sought to address the following questions: (1) How do smallholder farming households cope with shortage in capital assets and shortage of food?; (2) What role does capital asset substitution play in coping strategies?; (3) How do different types of capital asset substitution influence a given household’s state of capital assets, and what are the implications for their resilience and food security? The paper which is newly published in Geoforum, is available here.
A common view of the landscape in southwest Ethiopia showing people’s homes, gardens, and livestock in a farm field. (Photo taken by Jan Hanspach)
The study was conducted in southwestern Ethiopia where our team has been doing research since 2015. The analysis was based on qualitative data from an open-ended section of a survey with over 300 respondents and from semi-structured interviews with a subset of 30 interviewees. Data from the survey provided information about the common livelihood challenges in the study area, while semi-structured interviews provided substantive narratives concerning how people coped with the challenges, and the outcomes of their coping strategies.
In sum, the study revealed that “most commonly identified challenges were related to the natural capital such as crop raiding, and land scarcity. Households coped in various ways and most of their strategies involved drawing on the capital assets they had access to in processes of capital asset substitution. Coping strategies that involved drawing on social and human capitals which were very common tended to maintain the capital asset base of households. For example, a collaborative scheme called didaro helped augment labour input needed to guard the fields from wild animals. On the other hand, those that involved a liquidation of physical and economic capitals without commensurate returns tended to erode capital asset base. The erosive effect of certain coping strategies was found to result in reduced resilience or reduced abilities to maintain livelihoods and be food secure.” The paper concluded that “policies which seek to leverage smallholder agriculture for food security need to expand their focus beyond increasing production, and better integrate the aspect of resilience. In actionable terms, institutional investments are needed to support non-erosive coping strategies and to develop alternatives for erosive coping strategies. Since non-erosive coping strategies are likely to differ across contexts, identifying what these strategies are at the local level and building on them will be key to increasing resilience and supporting food security in specific geographies. Given the pervasiveness of challenges associated with natural capital, policies for prioritizing non-erosive strategies over erosive ones will need to be complemented with a sustained effort to reduce challenges associated with natural capital.”
This study furthered showed that the concept of capital asset substitution can be applied in livelihoods analysis to unpack interlinkages between different types of capitals. The application of the concept highlights that some capital assets such as natural capital, are elemental to the construction of livelihoods, and as proponents of strong sustainability have argued, are not fully interchangeable. The distinctive importance of different types of capital assets and interlinkages between them should be incorporated in livelihoods analyses for better understanding of the dynamic preconditions underlying smallholder farming.
Ideas for Sustainability 